AdFi
JT

John Thomas Mullins Jr

Investment Adviser Representative at Independent Financial Partners

Boca Raton, FLCRD #1551253Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Thomas Mullins is an investment adviser representative with Independent Financial Partners in Boca Raton, FL, where they have been registered since 2011. They have worked in the securities industry since 1987 and were previously registered with Mullins Financial. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida
Broker:
5 states and territories

California, Connecticut, Florida, Georgia, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/3/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/16/1986
Series 24
General Securities Principal Examination
Passed 9/14/1994

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Independent Financial PartnersCurrent
8/17/2011 – Boca Raton, FL
Mullins Financial
1/3/1995 – 11/2/2011Boca Raton, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Mullins Financial
    Jun 1994 – no end date reportedBoca Raton, FL
  2. LPL Financial
    Aug 2011 – May 2019Boca Raton, FL
  3. Independent Financial Partners
    Aug 2011 – no end date reportedBoca Raton, FL
  4. IFP Securities, LLC
    May 2019 – no end date reportedBoca Raton, FL

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Independent Financial Partners

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other
Firm's annual rate schedule by assets
  • Less than $30,000,0001.65%
  • Greater than or equal to $30,000,000 but less than $60,000,0001.25%
  • Greater than or equal to $60,000,000 but less than $90,000,0001.10%
  • Greater than $90,000,0001.00%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
327
Offices listed on AdvisorFinder:
26
Main office:
Tampa, FL
SEC file number:
801-69511

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Thomas Mullins Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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John Thomas Mullins Jr (Independent Financial Partners)