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John Thomas Pisapia

Investment Adviser Representative at Chelsea Advisory Services, Inc

Staten Island, NYCRD #2336216Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
Exams Passed
15

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Thomas Pisapia is an investment adviser representative with Chelsea Advisory Services, Inc in Staten Island, NY, where they have been registered since 2016. They have worked in the securities industry since 1993 and have been registered with 8 firms, including Royal Hutton Securities Corp. and Toluca Pacific Securities Corp. They have passed 15 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California.

Office

242 Main Street
Staten Island, NY 10307

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
8 states and territories

California, Georgia, New York, North Carolina, Oklahoma, Pennsylvania, Texas, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/23/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 7/8/1993
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/13/1993
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 53
Municipal Securities Principal Examination
Passed 5/6/1998
Series 27
Financial and Operations Principal Examination
Passed 4/27/1998
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 11/3/1997
Series 4
Registered Options Principal Examination
Passed 7/29/1997
Series 24
General Securities Principal Examination
Passed 3/26/1997

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Chelsea Advisory Services, IncCurrent
5/10/2016 – Staten Island, NY
Royal Hutton Securities Corp.
10/3/1996 – 4/10/2001New York, NY
Toluca Pacific Securities Corp.
9/18/1996 – 10/23/1996Burbank, CA
Sovereign Equity Management Corp.
6/8/1995 – 7/23/1996Deerfield Beach, FL
Joseph Roberts & Co., Inc.
3/21/1995 – 6/9/1995Pompano Beach, FL
Commonwealth Associates
1/21/1994 – 3/21/1995New York, NY
Lehman Brothers Inc.
7/1/1993 – 1/26/1994New York, NY
THE Wellington Group, Inc.
5/14/1993 – 6/9/1993New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Chelsea Financial Services
    May 1999 – no end date reportedStaten Island, NY
  2. Chelsea Advisory Services
    May 2010 – no end date reportedStaten Island, NY
  3. U S Securities Intl COrp
    Jul 2021 – no end date reportedNew York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Chelsea Advisory Services, Inc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$25,000 (waivable)
Estimated blended rate
0.02

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
29
Offices listed on AdvisorFinder:
7
Main office:
Staten Island, NY
SEC file number:
801-112349

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 18, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Thomas Pisapia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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