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John William Haberstro

Investment Adviser Representative at SHIELD WEALTH ADVISORS

Williamsville, NYCRD #4754069Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John William Haberstro has worked in the securities industry since 2007. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/11/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 2/20/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/11/2012
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/6/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 – $400,0001.50%
$400,001 – $750,0001.25%
$750,001 – $1,000,0001.00%
Above $1,000,0000.00%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Shield Wealth Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SHIELD WEALTH ADVISORSCurrent
11/18/2020Williamsville, NY
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
9/3/20159/14/2020Williamsville, NY
NEXT FINANCIAL GROUP, INC.
9/11/20129/2/2015Williamsville, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SHIELD WEALTH ADVISORS

2 other advisors in the directory

View SHIELD WEALTH ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John William Haberstro has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.