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JZ

John Zingales

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Pepper Pike, OHCRD #1592841Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
5 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
CaliforniaFloridaNew YorkOhioTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/13/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 5/18/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 9/26/2007
Series 7
General Securities Representative Examination
Passed 12/20/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
7/16/2018Pepper Pike, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
3/15/2018Chagrin Falls, OH
MORGAN STANLEY
6/1/20091/13/2014Cleveland, OH
MORGAN STANLEY & CO. INCORPORATED
6/3/20086/1/2009Cleveland, OH
CITIGROUP GLOBAL MARKETS INC.
2/21/20066/23/2008Cleveland, OH
LEGG MASON WOOD WALKER INC
9/21/20002/21/2006Cleveland, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Zingales has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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