Johnson Chikadibia Uwamanzu-Nna
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Johnson Chikadibia Uwamanzu-Nna is an investment adviser representative with LPL Financial LLC in Oceanside, NY, where they have been registered since 2025. They have worked in the securities industry since 2023 and have been registered with 3 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward Jones. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
9 states and territories
Connecticut, District of Columbia, Florida, Maryland, New Jersey, New York, Pennsylvania, South Carolina, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cornell UniversityAug 2015 – Dec 2019Ithaca, NY
- THE Odyssey GroupJun 2016 – Apr 2019New York, NY
- Engineers Country CLUBMar 2017 – Aug 2017Roslyn Harbor, NY
- Exquisite StaffingMar 2019 – Sep 2019New York, NY
- Cornell Budget AND PlanningMay 2018 – Aug 2018Ithaca, NY
- Brookbeam Dental HoldingsJun 2019 – Feb 2020Kingston, NY
- Aegis Capital CorpMay 2020 – Dec 2020Melville, NY
- Edward JonesOct 2022 – May 2024St Louis, MO
- National Financial Network/the Guardian LIFE Insurance CompanyAug 2022 – Sep 2022Garden City, NY
- Sharestates, Inc.Sep 2021 – Jun 2022Great Neck, NY
- Guaranteed RATE, Inc.Dec 2020 – Jul 2021Chicago, IL
- Doordash, Grubhub, Ubereats, Amazon FLEX, Instacart, DlivrdDec 2018 – Oct 2022Elmont, NY
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2025 – Sep 2025Garden City, NY
- CiprianiMar 2017 – Sep 2019New York, NY
- Cornell UniversityAug 2015 – Dec 2019Ithaca, NY
- At Your Service New York LLCMay 2017 – Jan 2019New York, NY
- UmemployedMay 2024 – Jan 2025Elmont, NY
- Bank of America, N.A.Mar 2025 – Sep 2025Garden City, NY
- LPL FinancialSep 2025 – no end date reportedSyosset, NY
- Webster BankSep 2025 – no end date reportedSyosset, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
Showing 12 of 24,114 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Johnson Chikadibia Uwamanzu-Nna has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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