Jon A Duprau
Investment Adviser Representative at Index Technologies Group LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jon A. DuPrau is an investment adviser representative in New York, NY, currently registered with Quantum Portfolio Management, LLC and Index Technologies Group LLC. They have worked in the securities industry since 2001 and have been registered with 7 firms, including Ashton Thomas Securities, LLC and Raymond James & Associates, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Texas.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Alex Brown / Raymond JamesApr 2018 – Jun 2023Ney York, NY
- Quantum Portfolio Management, LLCFeb 2023 – no end date reportedNew York, NY
- Raymond James & Associates, Inc.Apr 2018 – Jun 2023New York, NY
- Index Technologies Group, LLCSep 2023 – no end date reportedNew York, NY
- Ashton Thomas Securities LLCMay 2024 – Jun 2025New York, NY
- Arax Investment PartnersOct 2024 – no end date reportedNew York, NY
- Jpmorgan Chase BANK NAMay 2011 – Apr 2018Los Angeles, CA
- JP Morgan Securities LLCMay 2011 – Apr 2018Los Angeles, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Index Technologies Group LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Estimated blended rate
- 0.0075
- Up to $5,000,0000.75%
- $5,000,001 - $10,000,0000.55%
- $10,000,001 - $100,000,0000.45%
- Over $100,000,0000.25%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 1
- Main office:
- New York, NY
- SEC file number:
- 801-128809
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 27, 2026
View full firm profileOther advisors at Index Technologies Group LLC
6 other advisors in the directory
Similar advisors in New York, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jon A Duprau has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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