Jon Paul Theriault
Investment Adviser Representative at Summitry, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jon Paul Theriault is an investment adviser representative with Summitry, LLC in Foster City, CA, where they have been registered since 2026. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Hightower Advisors, LLC and RBC Capital Markets, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 20
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Bank of the WestJul 2015 – Jan 2017Danville, CA
- MonamiOct 2015 – Jan 2017Eugene, OR
- EmeraldOct 2016 – Apr 2019Eugene, OR
- Northwestern MutualSep 2019 – Aug 2020Walnut Creek, CA
- Fidelity InvestmentsAug 2020 – Mar 2022Campbell, CA
- UnemployedMay 2019 – Sep 2019Danville, CA
- RBC Capital Markets, LLCMar 2022 – Aug 2024San Francisco, CA
- Hightower AdvisorsSep 2024 – May 2026San Ramon, CA
- SummitryJul 2026 – no end date reportedFoster City, CA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Summitry, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Personalized financial planning, investment management, retirement planning, estate and trust planning, equity compensation planning (ISOs, RSUs, NSOs, ESPPs), tax planning, California tax strategies, and wealth management.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 30
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Foster City, CA
- SEC file number:
- 801-62398
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 30, 2026
View full firm profileOther advisors at Summitry, LLC
Showing 12 of 30 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jon Paul Theriault has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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