Jonathan Adam Huggins
Investment Adviser Representative at Robert W. Baird & Co. Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jonathan Adam Huggins is an investment adviser representative with Robert W. Baird & Co. Incorporated in Charlotte, NC, where they have been registered since 2022. They have worked in the securities industry since 2021 and were previously registered with Tiaa-cref Individual & Institutional Services, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 26
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
17 states and territories
Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Massachusetts, New Jersey, New Mexico, North Carolina, Ohio, South Carolina, Texas, Virginia, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TIAA-CREF Individual & Institutional Services, LLCJul 2021 – May 2022Charlotte, NC
- TIAAJul 2021 – May 2022Charlotte, NC
- State Employees' Credit UnionAug 2017 – Jul 2021Indian Trail, NC
- UnemployedMar 2017 – Jul 2017Mint Hill, NC
- Reliance First CapitalMar 2015 – Mar 2017Charlotte, NC
- Robert W. Baird & Co. IncorporatedMay 2022 – no end date reportedCharlotte, NC
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Robert W. Baird & Co. Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Performance-based fees
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,592
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Milwaukee, WI
- SEC file number:
- 801-7571
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 1, 2026
View full firm profileOther advisors at Robert W. Baird & Co. Incorporated
Showing 12 of 2,592 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jonathan Adam Huggins has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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