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JE

Jonathan Eugene Davies

Investment Adviser Representative at JOHN Hancock Investment Management LLC

Mesa, AZCRD #6419508Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jonathan Eugene Davies is an investment adviser representative with JOHN Hancock Investment Management LLC in Mesa, AZ, where they have been registered since 2018. They have worked in the securities industry since 2014 and were previously registered with Manulife Asset Management (US) LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona, Massachusetts, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, Massachusetts, Texas
Broker:
18 states and territories

Arkansas, Colorado, Idaho, Iowa, Kansas, Kentucky, Louisiana, Massachusetts, Mississippi, Missouri, Montana, Nevada, Ohio, Oklahoma, Tennessee, Texas, Utah, West Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/29/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 12/22/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/16/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/5/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

JOHN Hancock Investment Management LLCCurrent
11/8/2018 – Mesa, AZ
JOHN Hancock Investment Management Distributors LLCCurrent
9/29/2016 – Mesa, AZ
Manulife Asset Management (US) LLC
10/2/2017 – 11/8/2018Tempe, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. John Hancock
    Sep 2016 – no end date reportedTempe, AZ
  2. JOHN Hancock Advisers, LLC
    Nov 2018 – no end date reportedBoston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About JOHN Hancock Investment Management LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Mesa, AZ

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jonathan Eugene Davies has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Jonathan Eugene Davies (JOHN Hancock Investment Management)