Jonathan Fredericks
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jonathan Fredericks is an investment adviser representative with LPL Financial LLC in Huntsville, AL, where they have been registered since 2024. They have worked in the securities industry since 2022 and were previously registered with First Horizon Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Alabama and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Alabama, Texas
- Broker:
19 states and territories
Alabama, California, Colorado, Florida, Georgia, Illinois, Indiana, Louisiana, Maryland, Mississippi, New Hampshire, North Carolina, Ohio, South Carolina, Tennessee, Texas, Utah, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Financial, LLCMar 2022 – Oct 2023Slidell, LA
- Monterey Peninsula Country ClubAug 2019 – Feb 2022Pebble Beach, CA
- Pebble Beach Golf LinksMay 2018 – Jul 2019Pebble Beach, CA
- Cherokee Town & Country ClubFeb 2018 – May 2018Sandy Springs, GA
- East Lake Golf ClubJun 2017 – Feb 2018Atlanta, GA
- Augusta National Golf ClubMay 2016 – May 2017Augusta, GA
- First Horizon BankJan 2024 – Jul 2024Huntsville, AL
- Redstone Brokerage SevicesAug 2024 – no end date reportedHuntsville, AL
- LPL financialAug 2024 – no end date reportedHuntsville, AL
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jonathan Fredericks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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