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JJ

Jonathan Joseph Mendiola

Investment Adviser Representative at A.G.P / ALLIANCE GLOBAL PARTNERS

Newport Beach, CACRD #2133418Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
12 states
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jonathan Joseph Mendiola has worked in the securities industry since 1991. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
ArizonaCaliforniaFloridaIllinoisMarylandMassachusettsMinnesotaNevadaNew YorkPennsylvaniaTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/6/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 5/13/1991
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 79
Investment Banking Registered Representative Examination
Passed 4/10/2015
Series 55
Limited Representative-Equity Trader Exam
Passed 12/9/2005
Series 3
National Commodity Futures Examination
Passed 7/14/1993
Series 7
General Securities Representative Examination
Passed 5/8/1991
Series 4
Registered Options Principal Examination
Passed 5/2/1997
Series 24
General Securities Principal Examination
Passed 10/25/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

A.g.p / Alliance Global Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

A.G.P / ALLIANCE GLOBAL PARTNERSCurrent
3/25/2013Newport Beach, CA
C.K. COOPER & COMPANY, INC.
3/11/20033/11/2013Irvine, CA
THE SEIDLER COMPANIES INCORPORATED
1/2/20013/7/2003Los Angeles, CA
HAGERTY, STEWART & ASSOCIATES, INC.
11/8/19991/2/2001San Diego, CA
J.B. OXFORD & COMPANY
11/9/199411/10/1999Sherman Oaks, CA
SECURITIES AMERICA, INC.
5/16/199411/3/1994Lavista, NE
CRUTTENDEN & CO., INC.
4/2/19925/17/1994Newport Beach, CA
CHATFIELD DEAN & CO., INC.
5/10/19914/1/1992Greenwood Village, CO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jonathan Joseph Mendiola has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jonathan Joseph Mendiola - Financial Advisor in Newport Beach, CA | AdvisorFinder