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Jonathan Scott Stough

Investment Adviser Representative at Ethos Financial Group, LLC

Mechanicsburg, PACRD #6365821Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jonathan Scott Stough is an investment adviser representative with Ethos Financial Group, LLC in Mechanicsburg, PA, where they have been registered since 2026. They have worked in the securities industry since 2014 and were previously registered with RBC Capital Markets, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in Pennsylvania and Texas.

Office

4999 Louise Drive, Suite 303
Mechanicsburg, PA 17055

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Pennsylvania, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/25/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/19/2014
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 2/5/2018
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/6/2017

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Ethos Financial Group, LLCCurrent
7/2/2026 – Mechanicsburg, PA
RBC Capital Markets, LLC
9/25/2014 – 7/16/2026Lemoyne, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. RBC Capital Markets, LLC
    Jun 2014 – Jul 2026Lemoyne, PA
  2. City National Bank
    Jun 2019 – Jul 2026Lemoyne, PA
  3. Ethos Financial Group
    Jul 2026 – no end date reportedKing Of Prussia, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Ethos Financial Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Performance-based fees
Firm account minimum
$100,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth advice and retirement planning, advanced planning, institutional consulting, and family office coordination, with customized investment allocations and holistic financial strategies tailored to each client's needs.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Wealth ManagementRetirement PlanningAdvanced PlanningInstitutional ConsultingFamily Office CoordinationEstate PlanningBusiness SuccessionTax PlanningInvestment ManagementMulti-generational Wealth

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsOther Investment AdvisersCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
33
Offices listed on AdvisorFinder:
6
Main office:
King Of Prussia, PA
SEC file number:
801-125779

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 12, 2026

View full firm profile

Other advisors at Ethos Financial Group, LLC

Showing 12 of 33 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jonathan Scott Stough has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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