Jonathan Shen
Investment Adviser Representative at SAX Wealth Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jonathan Shen is an investment adviser representative with SAX Wealth Advisors, LLC in Ewing, NJ, where they have been registered since 2023. They have worked in the securities industry since 2015 and were previously registered with Private Portfolio Partners, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NL Financial Alliance / National LIFE INS CoMay 2014 – May 2017Edison, NJ
- Equity Services, IncJul 2014 – May 2017Edison, NJ
- Jpmorgan Securities, LLCMay 2017 – Feb 2021Paramus, NJ
- JP Morgan Chase BankMay 2017 – Feb 2021Paramus, NJ
- LPL Financial, LLCMar 2021 – Apr 2023Paramus, NJ
- Private Portfolio PartnersMar 2021 – Apr 2023Paramus, NJ
- SAX Wealth Advisors, LLCApr 2023 – no end date reportedParsippany, NJ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About SAX Wealth Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $1,500,000 (waivable)
- Investment Management - First $1,500,0001.00%
- Investment Management - Next $1,500,0000.80%
- Investment Management - Next $2,000,0000.60%
- Investment Management - Next $2,000,0000.55%
+9 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 43
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Parsippany, NJ
- SEC file number:
- 801-68788
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 19, 2026
View full firm profileOther advisors at SAX Wealth Advisors, LLC
Showing 12 of 43 in the directory
Similar advisors in Ewing, NJ
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jonathan Shen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched