Jordan Christopher Klein
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jordan Christopher Klein is an investment adviser representative with Cetera Investment Advisers LLC in Scottsdale, AZ, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Vanguard Marketing Corporation. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona
- Broker:
1 state or territory
Arizona
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Vanguard Group, Inc.Feb 2024 – Sep 2025Scottsdale, AZ
- Mountainside FitnessMar 2023 – Jan 2024Scottsdale, AZ
- Tidy Guys Cleaning ServiceFeb 2021 – Mar 2023Fountain Hills, AZ
- Orangetheory FitnessSep 2020 – Feb 2021Scottsdale, AZ
- Lifetime FitnessFeb 2019 – Jan 2021Phoenix, AZ
- Northern Arizona UniversityAug 2019 – Dec 2019Flagstaff, AZ
- Scottsdale Community CollegeAug 2018 – May 2019Scottsdale, AZ
- Paradise Valley Community CollegeAug 2017 – May 2018Paradise Valley, AZ
- Tidy Guys Cleaning ServiceJul 2017 – Feb 2019Fountain Hills, AZ
- The Hills Pizza and DessertMay 2016 – Jul 2017Fountain Hills, AZ
- Fountain Hills High SchoolAug 2013 – May 2017Fountain Hills, AZ
- Orangetheory FitnessSep 2020 – Feb 2021Phoenix, AZ
- Wilde Wealth ManagementSep 2025 – no end date reportedScottsdale, AZ
- Cetera Advisors LLCSep 2025 – no end date reportedSt Cloud, MN
- Cetera Investment Advisers LLCMay 2026 – no end date reportedSchaumburg, IL
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jordan Christopher Klein has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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