Jordan E Phelps-Castro
Broker-Dealer Representative at Northwestern Mutual Investment Services,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jordan E. Phelps-Castro is a broker-dealer representative with Northwestern Mutual Investment Services,llc in North Miami, FL, where they have been registered since 2024. They have worked in the securities industry since 2021 and were previously registered with Charles Schwab & Co., Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent).
Registrations & licenses
- Broker:
2 states and territories
Florida, Georgia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Charles Schwab & Co., IncOct 2020 – Sep 2024Phoenix, AZ
- Teffler MusicMay 2019 – May 2020Los Angeles, CA
- O.H.S.O Distillery & BreweryJan 2018 – May 2020Scottsdale, AZ
- UnemployedJul 2016 – Jan 2018Scottsdale, AZ
- Arizona State UniversityAug 2016 – May 2020Tempe, AZ
- Northwestern Mutual Life Insurance CompanySep 2024 – Jul 2026Milwaukee, WI
- Northwestern Mutual Investment Services LLCNov 2024 – Jul 2026Milwaukee, WI
- Phoenix Canopy and ShadesMay 2020 – Nov 2020Glendale, AZ
- Empower Advisory Group, LLCJul 2026 – no end date reportedGreenwood Village, CO
- Empower Financial Services IncJul 2026 – no end date reportedGreenwood Village, CO
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northwestern Mutual Investment Services,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in North Miami, FL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jordan E Phelps-Castro has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched