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Jordan Paul Gates

Investment Adviser Representative at KOVACK ADVISORS, INC.

Tigard, ORCRD #1683213Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
9 states
Exams Passed
6

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 9 states
ArizonaCaliforniaFloridaIowaKansasOhioOregonTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/8/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 6/9/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 62
Corporate Securities Limited Representative Examination
Passed 5/5/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/5/1987
Series 24
General Securities Principal Examination
Passed 8/11/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.029
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Kovack Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KOVACK ADVISORS, INC.Current
2/11/2021Tigard, OR
KOVACK SECURITIES INC.Current
1/5/2021Tigard, OR
MAIN STREET ADVISORS, LLC
11/25/20141/5/2021Hays, KS
INDEPENDENT FINANCIAL GROUP, LLC
8/30/201012/31/2020Tigard, OR
MAIN STREET ADVISORS, LLC
8/7/200711/24/2014Sherwood, OR
INDEPENDENT FINANCIAL GROUP, LLC
8/18/20108/27/2010Tigard, OR
SUMMIT FINANCIAL GROUP INC
6/30/20034/27/2007Lake Oswego, OR
VERAVEST INVESTMENT ADVISORS, INC.
12/28/19931/29/2003Lake Oswego, OR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jordan Paul Gates has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jordan Paul Gates - Financial Advisor in Tigard, OR | AdvisorFinder