Jorge Luis Garcia-Rico
Investment Adviser Representative at Empower Advisory Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jorge Luis Garcia-Rico is an investment adviser representative with Empower Advisory Group, LLC in Converse, TX, where they have been registered since 2026. They have worked in the securities industry since 2023 and have been registered with 4 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Transamerica Retirement Advisors, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
45 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JPMorgan Chase Bank, N.A.Aug 2020 – Sep 2022San Antonio, TX
- J.P. Morgan Securities LLCAug 2021 – Sep 2022San Antonio, TX
- USAAMar 2018 – Jun 2018San Antonio, TX
- Capital GroupMay 2015 – Aug 2017San Antonio, TX
- Charter CommunicationsJun 2020 – Aug 2020San Antonio, TX
- UnemployedSep 2017 – Feb 2018San Antonio, TX
- UnemployedJul 2018 – May 2020San Antonio, TX
- Fidelity InvestmentsSep 2022 – Feb 2025Converse, TX
- Transamerica Investors Securities, LLCAug 2025 – Nov 2025Converse, TX
- Transamerica Life Insurance CompanyAug 2025 – Nov 2025Converse, TX
- UnemployedFeb 2025 – Aug 2025Converse, TX
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 – Mar 2026Schertz, TX
- Bank of America, N.A.Dec 2025 – Mar 2026Schertz, TX
- Empower Financial Services, IncApr 2026 – no end date reportedGreenwood Village, CO
- Empower Advisory Group, LLCApr 2026 – no end date reportedGreenwood Village, CO
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Empower Advisory Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,855
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Greenwood Village, CO
- SEC file number:
- 801-58105
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 9, 2026
View full firm profileOther advisors at Empower Advisory Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jorge Luis Garcia-Rico has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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