Jose A Lau
Investment Adviser Representative at BBVA Global Wealth Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jose A. Lau is an investment adviser representative with BBVA Global Wealth Advisors, Inc. in Houston, TX, where they have been registered since 2024. They have worked in the securities industry since 2009 and have been registered with 3 firms, including Insigneo Advisory Services, LLC and PNC Managed Account Solutions, Inc. They have passed 9 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Florida and Texas.
Office
Advisors at this office: 9
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Key CapitalApr 2016 – Feb 2017Mexico City
- Actinver Securities, Inc.Aug 2017 – Jul 2018Houston, TX
- Vectorgobal WMGMar 2017 – Jul 2017Miami, FL
- Compass BankJul 2018 – Sep 2021Birmingham, AL
- BBVA Securities Inc.Aug 2018 – Sep 2021Houston, TX
- BBVA Wealth Solutions IncOct 2018 – Sep 2021Houston, TX
- PNC InvestmentsSep 2021 – Dec 2023Houston, TX
- PNC Managed Account Solutions, Inc.Oct 2018 – Dec 2023Houston, TX
- Insigneo Securities LLCDec 2023 – Sep 2024Houston, TX
- Insigneo Advisory Services LLCDec 2023 – Sep 2024Miami, FL
- BBVA Global Wealth Advisors, Inc.Sep 2024 – no end date reportedMiami, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About BBVA Global Wealth Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $500,000 (waivable)
- Non-Discretionary $0-$1M2.00%
- Non-Discretionary $1M-$7.5M1.50%
- Non-Discretionary $7.5M+0.90%
- Discretionary $0-$1M2.30%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
The firm offers a sophisticated service model built on four strategic components: Investment, Transactional, Financial Advisor, and Wealth Planning. It provides tailored investment solutions focused on long-term financial well-being and capital preservation, as well as non-financial solutions including exclusive lifestyle experiences in areas such as Business Families & Next Generation, Premium Health & Wellness, and Art, Culture, & Sports.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 49
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Miami, FL
- Founded:
- 2024
- SEC file number:
- 801-129582
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 15, 2026
View full firm profileOther advisors at BBVA Global Wealth Advisors, Inc.
Showing 12 of 49 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jose A Lau has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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