Jose Arturo Ramos Rios
Investment Adviser Representative at NPA Asset Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jose Arturo Ramos Rios is an investment adviser representative with NPA Asset Management, LLC in Hato Rey, PR, where they have been registered since 2021. They have worked in the securities industry since 2000 and have been registered with 5 firms, including Popular Securities, LLC and Popular Securities, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Puerto Rico.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Puerto Rico
- Broker:
4 states and territories
Florida, Puerto Rico, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Popular Securities, IncNov 2010 – Jan 2021San Juan, PR
- Nationwide Planning Associates, Inc.Jan 2021 – no end date reportedParamus, NJ
- NPA Asset ManagementJan 2021 – no end date reportedParamus, NJ
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About NPA Asset Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management products and services, goals-based financial planning, clearing, advisor productivity tools, transition services, marketing solutions, business development, operation support services, legal and compliance, and advisor compensation and benefits
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 52
- Offices listed on AdvisorFinder:
- 13
- Main office:
- Fair Lawn, NJ
- SEC file number:
- 801-66006
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 20, 2026
View full firm profileOther advisors at NPA Asset Management, LLC
Showing 12 of 52 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jose Arturo Ramos Rios has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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