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Jose Sepulveda

Investment Adviser Representative at GFS ADVISORS LLC

Houston, TXCRD #5605539Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
8 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jose Sepulveda has worked in the securities industry since 2008. They are registered to provide investment advisory services in California, Colorado, Delaware, Florida, Massachusetts, Mississippi, New York, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
CaliforniaColoradoDelawareFloridaMassachusettsMississippiNew YorkTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/14/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/11/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

GFS Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GFS ADVISORS LLCCurrent
9/16/2014Houston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at GFS ADVISORS LLC

9 other advisors in the directory

View GFS ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jose Sepulveda has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jose Sepulveda - Financial Advisor in Houston, TX | AdvisorFinder