Joseph A Keniston
Investment Adviser Representative at Advisors Asset Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph A. Keniston is an investment adviser representative with Advisors Asset Management, Inc. in Andover, MA, where they have been registered since 2022. They have worked in the securities industry since 2016 and have been registered with 3 firms, including Raymond James & Associates, Inc. and RBC Capital Markets, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts.
Registrations & licenses
- Investment adviser:
- Massachusetts
- Broker:
2 states and territories
Massachusetts, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- RBC Capital Markets, LLCSep 2010 – Dec 2016Washington, DC
- RBC Capital Markets, LLCFeb 2017 – Aug 2019Boston, MA
- Raymond JamesJan 2020 – Dec 2020Denver, CO
- UnemployedAug 2019 – Jan 2020Denver, CO
- National Securities CorpFeb 2021 – Apr 2021Boston, MA
- National Asset ManagementFeb 2021 – Apr 2021Boston, MA
- Wells Fargo Clearing Services, LLCApr 2021 – Oct 2022Boston, MA
- UnemployedDec 2020 – Feb 2021Portland, ME
- Advisors Asset Management, IncOct 2022 – no end date reportedMonument, CO
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Advisors Asset Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $100,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 128
- Offices listed on AdvisorFinder:
- 9
- Main office:
- Monument, CO
- SEC file number:
- 801-62731
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Advisors Asset Management, Inc.
Showing 12 of 128 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph A Keniston has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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