Joseph A Wheeler
Investment Adviser Representative at Independent Financial Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph A. Wheeler is an investment adviser representative with Independent Financial Partners in Winter Park, FL, where they have been registered since 2018. They have worked in the securities industry since 2009 and have been registered with 3 firms, including Cambridge Investment Research Advisors, Inc. and Morgan Stanley Smith Barney LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
2 states and territories
Florida, Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cambridge Investment Research, IncJun 2012 – Jun 2018Fairfield, IA
- Cambridge Investment Research Advisors, IncJun 2012 – Jun 2018Fairfield, IA
- Independent Financial PartnersJul 2018 – no end date reportedTampa, FL
- IFP Securities, LLCMay 2019 – no end date reportedMaitland, FL
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Independent Financial Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Less than $30,000,0001.65%
- Greater than or equal to $30,000,000 but less than $60,000,0001.25%
- Greater than or equal to $60,000,000 but less than $90,000,0001.10%
- Greater than $90,000,0001.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 327
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Tampa, FL
- SEC file number:
- 801-69511
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Independent Financial Partners
Showing 12 of 327 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph A Wheeler has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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