Joseph David Dawkins
Investment Adviser Representative at SEIA
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph David Dawkins is an investment adviser representative with SEIA in Tyson's Corner, VA, where they have been registered since 2012. They have worked in the securities industry since 2008 and have been registered with 3 firms, including Raymond James Financial Services Advisors, Inc and Buckhorn Capital Management LLC. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New Hampshire, Texas, and Virginia.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Hampshire, Texas, Virginia
- Broker:
1 state or territory
Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JHFN SIIJun 2012 – Nov 2018Vienna, VA
- SEIA LLCMay 2012 – no end date reportedTyson's Corner, VA
- Royal Alliance Associates, Inc.Nov 2018 – Aug 2023Tysons Corner, VA
- SES LLCAug 2023 – no end date reportedTyson's Corner, VA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About SEIA
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $250,000 (waivable)
- Equity/Blended $250K-$999,9991.20%
- Equity/Blended $1M-$2,499,9991.00%
- Equity/Blended $2.5M-$4,999,9990.90%
- Equity/Blended $5M-$9,999,9990.80%
+6 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 137
- Offices listed on AdvisorFinder:
- 23
- Main office:
- Los Angeles, CA
- SEC file number:
- 801-56288
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 14, 2026
View full firm profileOther advisors at SEIA
Showing 12 of 137 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph David Dawkins has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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