Joseph Frank Kroleski
Investment Adviser Representative at Kestra Advisory Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Frank Kroleski is an investment adviser representative with Kestra Advisory Services, LLC in Tempe, AZ, where they have been registered since 2026. They have worked in the securities industry since 2013 and have been registered with 6 firms, including Fintron Advisors, LLC and United Planners' Financial Services of America A Limited Partner. They have passed 8 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Arizona and Texas.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, Texas
- Broker:
7 states and territories
Arizona, Georgia, Indiana, New Jersey, Texas, Utah, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Exigo Consulting, LLCSep 2011 – no end date reportedParadise Valley, AZ
- Scottsdale Capital Advisors Corp.Mar 2014 – Dec 2016Scottsdale, AZ
- Securities America, Inc.Sep 2017 – Jan 2019Phoenix, AZ
- Alpine SecuritiesDec 2016 – Jun 2017Salt Lake City, UT
- CUE Financial Group, IncSep 2017 – Jan 2019Phoenix, AZ
- United Planners' Financial Services of America a Limited PartnerJun 2019 – Apr 2021Scottsdale, AZ
- FinTron Invest LLCFeb 2023 – Mar 2024Stamford, CT
- Alpine Securities CorporationJan 2017 – Jun 2017Salt Lake City, UT
- PFG AdvisorsApr 2018 – Dec 2018Phoenix, AZ
- CUE Advisory Services, IncFeb 2018 – Dec 2018Phoenix, AZ
- Securities America, Inc.Sep 2017 – Jan 2019Phoenix, AZ
- United Planners' Financial Services OF America A LJun 2019 – Apr 2021Scottsdale, AZ
- Etoro USA Securities Inc.Jul 2021 – Aug 2022Hoboken, NJ
- FinTron Advisors LLCJul 2023 – Mar 2024Stamford, CT
- Cambridge Investment Research, Inc.Apr 2025 – Nov 2025Fairfield, IA
- Cambridge Investment Research, Inc.May 2025 – Nov 2025Fairfield, IA
- Kestra Investment Services, LLCDec 2025 – no end date reportedTempe, AZ
- Kestra Advisory Services, LLCJan 2026 – no end date reportedTempe, AZ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Kestra Advisory Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.025
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,427
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Austin, TX
- SEC file number:
- 801-56126
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 22, 2026
View full firm profileOther advisors at Kestra Advisory Services, LLC
Showing 12 of 1,427 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Frank Kroleski has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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