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JG

Joseph George McPherson

Investment Adviser Representative at NOVEM GROUP

Depew, NYCRD #1278496Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
7 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 7 states
ColoradoFloridaMarylandNew YorkNorth CarolinaPennsylvaniaSouth Carolina
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/10/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 62
Corporate Securities Limited Representative Examination
Passed 1/17/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/12/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.50%
$250,001 - $500,0002.25%
$500,001 - $1,000,0002.00%
$1,000,001 - $5,000,0001.75%
Over $5,000,0001.50%
Source

Novem Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
10/11/2024Depew, NY
NOVEM GROUPCurrent
9/17/2024Depew, NY
AMERICAN PORTFOLIOS ADVISORS, INC
3/3/201010/11/2024Holbrook, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph George McPherson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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