AdFi
JG

Joseph Gerard Falgoust

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

Baton Rouge, LACRD #5113319Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
4 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
IndianaKansasLouisianaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/12/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 6/7/2011
Series 7
General Securities Representative Examination
Passed 11/16/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/28/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Osaic Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC ADVISORY SERVICES, LLCCurrent
2/10/2025Baton Rouge, LA
OSAIC WEALTH, INC.Current
1/24/2025Baton Rouge, LA
OSAIC FA, INC.
10/24/20231/24/2025Baton Rouge, LA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at OSAIC ADVISORY SERVICES, LLC

Showing 12 of 358 in the directory

View OSAIC ADVISORY SERVICES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Gerard Falgoust has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph Gerard Falgoust - Financial Advisor in Baton Rouge, LA | AdvisorFinder