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Raymond Bradley Brown

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

Westlake, OHCRD #5081299Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
12 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
ColoradoFloridaGeorgiaIllinoisMichiganNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/9/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/25/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Osaic Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC ADVISORY SERVICES, LLCCurrent
1/5/2016Westlake, OH
PENSION BUILDERS AND CONSULTANTS/ADVICEWARE
2/4/201512/31/2015Rocky River, OH
ROYAL ALLIANCE ASSOCIATES, INC.
1/2/20152/17/2015Rocky River, OH
NEW ENGLAND SECURITIES CORPORATION
1/21/201012/17/2014Westlake, OH
AMERIPRISE FINANCIAL SERVICES, INC.
1/26/20062/4/2010Westlake, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raymond Bradley Brown has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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