AdFi
JG

Joseph Gilbert Budd

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Troy, MICRD #2581569Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
13 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
AlabamaFloridaIllinoisIndianaMarylandMichiganNew YorkNorth CarolinaOhioOregonSouth CarolinaTennesseeTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/15/2009
Series 65
Uniform Investment Adviser Law Examination
Passed 2/2/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 2/3/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 2/17/2004
Series 7
General Securities Representative Examination
Passed 2/20/1996
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/1/1995
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/21/2009
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 8/11/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
1/5/2021Troy, MI
BUDD, MELONE & CO. LLC
6/19/20171/7/2021Auburn Hills, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
1/20/20106/20/2017Auburn Hills, MI

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Gilbert Budd has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph Gilbert Budd - Financial Advisor in Troy, MI | AdvisorFinder