Joseph James Harkness
Investment Adviser Representative at THE Baldwin Group Wealth Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph James Harkness is an investment adviser representative with The Baldwin Group Wealth Advisors, LLC in Bethesda, MD, where they have been registered since 2024. They have worked in the securities industry since 2023 and were previously registered with The Capital Group Investment Advisory Services, LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Maryland and Virginia.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Maryland, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- North Carolina State UniversityAug 2016 – Jun 2017Raleigh, NC
- YMCAJun 2017 – Aug 2017Flemington, NJ
- North Carolina State University?Aug 2017 – Jan 2019Raleigh, NC
- George Pickett AND AssociatesJan 2019 – Mar 2020Apex, NC
- Newday USAJun 2020 – May 2022Fulton, MD
- THE Capital Group Investment Advisory Services, LLCJul 2022 – Oct 2024Bethesda, MD
- THE Capital Group Investment Advisory Services, LLCMay 2023 – Oct 2024Bethesda, MD
- THE Baldwin Group Wealth Advisors, LLCOct 2024 – no end date reportedTampa, FL
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Baldwin Group Wealth Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Risk management, insurance (personal and business), employee benefits, private risk management, wealth management, and retirement consulting.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 47
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Tampa, FL
- SEC file number:
- 801-120404
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 14, 2026
View full firm profileOther advisors at THE Baldwin Group Wealth Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph James Harkness has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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