Joseph Leo Sheffieck
Investment Adviser Representative at W&s Brokerage Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Leo Sheffieck is an investment adviser representative with W&s Brokerage Services, Inc. in Troy, MI, where they have been registered since 2020. They have worked in the securities industry since 2007 and have been registered with 3 firms, including MML Investors Services, LLC and NEW England Securities Corporation. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Michigan and Texas.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Michigan, Texas
- Broker:
5 states and territories
Florida, Indiana, Michigan, Ohio, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MASS MutualAug 2013 – Feb 2020Southfield, MI
- MML Investors ServicesSep 2013 – Feb 2020Southfield, MI
- Western Southern LIFEMar 2020 – no end date reportedTroy, MI
- W&s Brokerage ServicesMar 2020 – no end date reportedCincinnati, OH
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About W&s Brokerage Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First $250,0001.50%
- Next $250,0001.40%
- Next $250,0001.30%
- Thereafter1.10%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 106
- Offices listed on AdvisorFinder:
- 57
- Main office:
- Cincinnati, OH
- SEC file number:
- 801-113946
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 4, 2026
View full firm profileOther advisors at W&s Brokerage Services, Inc.
Showing 12 of 106 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Leo Sheffieck has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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