Joseph Littman
Investment Adviser Representative at Arena Private Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Littman is an investment adviser representative with Arena Private Wealth in Shaker Heights, OH, where they have been registered since 2025. They have worked in the securities industry since 2015 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Alliancebernstein L.P. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida, Illinois, Ohio, and Texas.
Registrations & licenses
- Investment adviser:
- Florida, Illinois, Ohio, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Protective LIFE InsuranceJun 2014 – Jun 2017Cincinnati, OH
- Proequities IncJun 2014 – Jun 2017Cincinnati, OH
- Sanford C. Bernstein & Co., LLC.Jun 2017 – Oct 2021Cleveland, OH
- Jpmorgan Chase BANK NANov 2021 – Apr 2025Cleveland, OH
- Jpmorgan Securities LLCNov 2021 – Apr 2025Cleveland, OH
- OCM Private Wealth, LLCMay 2025 – no end date reportedChicago, IL
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Arena Private Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Chicago, IL
- SEC file number:
- 801-131099
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Arena Private Wealth
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Littman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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