Joseph Merrell Maas
Investment Adviser Representative at SPG Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Merrell Maas is an investment adviser representative in Kirkland, WA, currently registered with Synergy Asset Management, LLC and SPG Advisors LLC. They have worked in the securities industry since 2001. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Arizona, Texas, and Washington.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Synergy Asset Management, LLCOct 2001 – no end date reportedSeattle, WA
- Synergy Financial Services, Inc.Aug 1997 – no end date reportedSeattle, WA
- Synergy Mergers + Acquisitions, LLCMar 2005 – no end date reportedSeattle, WA
- SPG Advisors LLCNov 2018 – no end date reportedKirkland, WA
- Rowan Street Advisors, LLCMar 2015 – no end date reportedSeattle, WA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About SPG Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $500,000 (waivable)
- Estimated blended rate
- 0.015
- SPGA Provider Fee: $0 - $1,000,0001.00%
- SPGA Provider Fee: $1,000,001 - $3,000,0000.50%
- SPGA Provider Fee: Over $3,000,0000.25%
- SAM Co-Provider Fee: $0 - $1,000,0000.45%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Kirkland, WA
- SEC file number:
- 801-118756
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 8, 2026
View full firm profileOther advisors at SPG Advisors LLC
8 other advisors in the directory
Similar advisors in Kirkland, WA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Merrell Maas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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