Joseph Michael Alu
Investment Adviser Representative at Capstone Wealth Management Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Michael Alu is an investment adviser representative with Capstone Wealth Management Group, LLC in Dunmore, PA, where they have been registered since 2018, the year they entered the securities industry. They are registered to provide investment advice in Pennsylvania.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Capstone Wealth Management Group, LLCSep 2018 – no end date reportedSouth Abington Twp, PA
- Joseph M. ALU AND Associates, PCAug 2004 – no end date reportedScranton, PA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Capstone Wealth Management Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning, retirement plans, tax plans, 401(k) and 401(b) planning, college plans, estate plans, money purchasing plans, profit sharing plans, investments (IRAs, common stock, bonds, brokerage accounts, treasury bills, government securities, variable annuities), insurance (disability income, life, long-term care), fiduciary 401(k) management, and access to CPAs, accountants, and legal advisors as part of a wealth management service.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Dunmore, PA
- SEC file number:
- 801-118547
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 16, 2026
View full firm profileOther advisors at Capstone Wealth Management Group, LLC
5 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Michael Alu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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