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JM

Joseph Michael Balestra

Investment Adviser Representative at VICTORY CAPITAL MANAGEMENT INC.

Sagamore Hills, OHCRD #2436107Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Michael Balestra has worked in the securities industry since 1996. They are registered to provide investment advisory services in Ohio and Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
OhioPennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/20/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 4/13/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/19/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/20/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Victory Capital Management Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VICTORY CAPITAL MANAGEMENT INC.Current
1/8/2018Sagamore Hills, OH
VICTORY CAPITAL SERVICES, INC.Current
11/7/2016Sagamore Hills, OH
BLACKROCK FINANCIAL MANAGEMENT, INC
5/26/20064/14/2016Princeton, NJ
BLACKROCK CAPITAL MANAGEMENT, INC.
9/22/20055/31/2006Cleveland, OH

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Michael Balestra has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.