AdFi
JM

Joseph Michael Keleher

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Bala Cynwyd, PACRD #266407Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
53 yrs
States Registered
7 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaKentuckyMarylandNew JerseyNew YorkPennsylvaniaVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/18/2000
Series 65
Uniform Investment Adviser Law Examination
Passed 6/23/1999
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 1/29/1973

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
6/6/2001Bala Cynwyd, PA
EQUITABLE ADVISORS, LLCCurrent
4/16/1992Wayne, PA
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
4/16/19921/5/2000New York, NY
CAPITAL ANALYSTS, INCORPORATED
2/1/19744/15/1992Cincinnati, OH
FML FUNDS DISTRIBUTION COMPANY
2/2/19732/1/1974

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EQUITABLE ADVISORS, LLC

Showing 12 of 4654 in the directory

View EQUITABLE ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Michael Keleher has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph Michael Keleher - Financial Advisor in Bala Cynwyd, PA | AdvisorFinder