Joseph Michael Osullivan
Investment Adviser Representative at BEAM Wealth Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Michael Osullivan is an investment adviser representative with BEAM Wealth Advisors, Inc. in New Orleans, LA, where they have been registered since 2009. They have worked in the securities industry since 1997 and were previously registered with AIG Retirement Advisors, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 6 (investment company and variable products). They are registered to provide investment advice in Louisiana.
Registrations & licenses
- Investment adviser:
- Louisiana
- Broker:
2 states and territories
Louisiana, Missouri
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- BEAM Wealth AdvisorsDec 2008 – no end date reportedNew Orleans, LA
- Securities America IncJul 2015 – Mar 2022New Orleans, LA
- Purshe Kaplan Sterling InvestmentsApr 2022 – no end date reportedAlbany, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About BEAM Wealth Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $75,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Personal wealth services including financial advice, investment management, retirement planning, business owner consulting, legacy planning, and services for Chevron employees; business services including retirement and institutional planning and charitable giving.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25
- Offices listed on AdvisorFinder:
- 12
- Main office:
- Covington, LA
- SEC file number:
- 801-60334
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at BEAM Wealth Advisors, Inc.
Showing 12 of 25 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Michael Osullivan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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