Joseph Michael Pignatano
Investment Adviser Representative at Transcend Capital Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Michael Pignatano is an investment adviser representative with Transcend Capital Advisors, LLC in Naples, FL, where they have been registered since 2025. They have worked in the securities industry since 2012 and have been registered with 3 firms, including Charles Schwab & Co., Inc. and Morgan Stanley. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 3 (commodity futures). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan Stanley Private BANK, National AssociationJan 2016 – Nov 2017New York, NY
- Morgan Stanley Smith Barney LLCNov 2015 – Nov 2017New York, NY
- Charles Schwab & Co., Inc.Feb 2018 – Nov 2023Naples, FL
- Charles Schwab BankFeb 2018 – Nov 2023Naples, FL
- Transcend Capital Advisors, LLCJan 2025 – Jul 2026Naples, FL
- Key Private BankNov 2023 – Jan 2025Naples, FL
- Arax Advisory PartnersAug 2026 – no end date reportedNaples, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transcend Capital Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 18
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Madison, NJ
- SEC file number:
- 801-114435
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 16, 2026
View full firm profileOther advisors at Transcend Capital Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Michael Pignatano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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