AdFi
JM

Joseph Michael Schultz

Investment Adviser Representative at HBKS WEALTH ADVISORS

Holmdel, NJCRD #2082137Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New Jersey
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/26/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 10/2/1992
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 10/4/2007
Series 7
General Securities Representative Examination
Passed 9/28/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

HBKS Wealth Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HBKS WEALTH ADVISORSCurrent
8/19/2025Holmdel, NJ
RBC DAIN RAUSCHER INC.
7/9/200411/2/2004New York, NY
MORGAN STANLEY
1/3/20037/8/2004New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HBKS WEALTH ADVISORS

Showing 12 of 74 in the directory

View HBKS WEALTH ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Michael Schultz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Joseph Michael Schultz - Financial Advisor in Holmdel, NJ | AdvisorFinder