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Steven Michael Rinn

Investment Adviser Representative at HBKS WEALTH ADVISORS

Erie, PACRD #4560632Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
5 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
FloridaLouisianaNew YorkOhioPennsylvania
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/2/2003
Series 7
General Securities Representative Examination
Passed 4/10/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/4/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/29/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

HBKS Wealth Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HBKS WEALTH ADVISORSCurrent
11/17/2005Erie, PA
PURSHE KAPLAN STERLING INVESTMENTS
1/2/20091/5/2021Erie, PA
SECURITIES AMERICA, INC.
10/8/20051/7/2009Erie, PA
CAP PRO BROKERAGE SERVICES, INC.
9/12/200510/5/2005Columbus, OH
NYLIFE SECURITIES INC.
9/1/20039/7/2005New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Michael Rinn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Steven Michael Rinn - Financial Advisor in Erie, PA | AdvisorFinder