Joseph Nicholas
Investment Adviser Representative at Fortress Financial Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Nicholas is an investment adviser representative with Fortress Financial Group, LLC in Rochester, MN, where they have been registered since 2026, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Minnesota.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fortress Financial Group, LLCJun 2026 – no end date reportedRochester, MN
- Hy-VeeDec 2025 – May 2026West Des Moines, IA
- Fortress Financial Group, LLCMay 2025 – Aug 2025Rochester, MN
- Hy-VeeMay 2023 – Apr 2025Savage, MN
- Customer Service ClerkDec 2021 – May 2023Savage, MN
- Hy-VeeOct 2020 – Dec 2021Savage, MN
- Drake UniversityAug 2022 – May 2026Des Moines, IA
- StudentJun 2016 – May 2022Savage, MN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Fortress Financial Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning guidance, retirement strategies, and educational content covering topics such as cash flow management, investment reviews, Social Security navigation, tax strategies, and inflation planning
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Rochester, MN
- SEC file number:
- 801-122032
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 26, 2026
View full firm profileOther advisors at Fortress Financial Group, LLC
7 other advisors in the directory
Similar advisors in Rochester, MN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Nicholas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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