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Joseph P Young

Investment Adviser Representative at 34 Financial, LLC

Atlanta, GACRD #4068656Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph P. Young is an investment adviser representative with 34 Financial, LLC in Atlanta, GA, where they have been registered since 2024. They have worked in the securities industry since 2000 and have been registered with 6 firms, including Mercer Global Advisors Inc. and ACG Wealth Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 31 (managed futures). They are registered to provide investment advice in Georgia.

Office

2827 Peachtree Rd, Suite 620
Atlanta, GA 30305

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Georgia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/7/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 3/31/2004
Series 7
General Securities Representative Examination
Passed 11/19/1999

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

34 Financial, LLCCurrent
1/18/2024 – Atlanta, GA
Mercer Global Advisors Inc.
7/6/2022 – 4/28/2023Atlanta, GA
ACG Wealth Inc.
7/7/2009 – 12/16/2022Atlanta, GA
Triad Advisors, Inc.
5/22/2009 – 8/4/2009Atlanta, GA
LPL Financial Corporation
10/19/2004 – 5/27/2009Atlanta, GA
Wachovia Securities Financial Network, LLC
9/11/2002 – 10/27/2004Atlanta, GA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Triad Advisors, Inc.
    May 2009 – Feb 2017Norcross, GA
  2. ACG Wealth, Inc.
    Jun 2009 – Oct 2021Atlanta, GA
  3. Arkadios Capital LLC
    Feb 2017 – Oct 2021Atlanta, GA
  4. Mercer Global Advisors Inc.
    Nov 2021 – Mar 2023Atlanta, GA
  5. 34 Financial, LLC
    Dec 2023 – no end date reportedAtlanta, GA
  6. n/a
    Apr 2023 – Nov 2023Atlanta, GA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About 34 Financial, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm's annual rate schedule by assets
  • First $5,000,0001.00%
  • Next $5,000,0000.75%
  • Over $10,000,0000.50%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4
Offices listed on AdvisorFinder:
1
Main office:
Atlanta, GA
SEC file number:
801-135314

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of February 12, 2026

View full firm profile

Other advisors at 34 Financial, LLC

3 other advisors in the directory

View 34 Financial, LLC firm profile

Similar advisors in Atlanta, GA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph P Young has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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