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Joseph Patrick Lindsley Sr

Investment Adviser Representative at QUANTITATIVE PROCESS, LLC

Charlotte, NCCRD #1158076Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Patrick Lindsley Sr has worked in the securities industry since 1986. They have passed the Series 66, 63, 26, and 6 examinations. They are registered to provide investment advisory services in North Carolina.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
North Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/10/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 9/10/1991
SIE
Securities Industry Essentials Examination
Passed 7/31/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/26/1999
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 5/2/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

Quantitative Process, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

QUANTITATIVE PROCESS, LLCCurrent
6/16/2014Charlotte, NC
QUANTITATIVE PROCESS, LLC
1/10/20133/17/2014Charlotte, NC
MILESTONE INVESTMENTS, INC.
3/19/20121/8/2013Charlotte, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at QUANTITATIVE PROCESS, LLC

2 other advisors in the directory

View QUANTITATIVE PROCESS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Patrick Lindsley Sr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Joseph Patrick Lindsley Sr - Financial Advisor in Charlotte, NC | AdvisorFinder