AdFi
QP

QUANTITATIVE PROCESS, LLC

SEC Registered
CHARLOTTE, NChttps://quantpro.com888-253-3292
Assets Under Management
$500M–$1B
Year Founded
2013
Employees
3
Office Locations
1 office
Total Accounts
288

About the firm

Quantitative Process, L.L.C. is a Registered Investment Advisor established in 2013. The firm's advisory process is designed to reduce the burdens and potential distractions inherent in highly regulated retirement plans by providing plan sponsors guidance, monitoring, reporting, and employee education in accordance with Department of Labor rules and regulations.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net Worth

Areas of expertise

Retirement PlansFiduciary Guidance401kPlan SponsorInvestment EducationQualified Retirement PlansRegistered Investment Advisor

Services

Plan sponsor fiduciary guidance, plan participant investment education, investment and market analysis, monitoring and reporting in accordance with Department of Labor rules and regulations

Who they serve

Employers (plan sponsors) and retirement plan participants

Client segmentClientsAssets managed
Individuals (Non-HNW)111$22M
High Net Worth Individuals46$81M
Charitable Organizations48$399M

0 total clients reported on Form ADV.

Leadership

Joseph Patrick Lindsley
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
Richard Patrick Rogers
MEMBER

Office locations

1 office in 1 state
NC
CHARLOTTEHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#165699
SEC Number
801-79279
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee

Data as of February 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. QUANTITATIVE PROCESS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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QUANTITATIVE PROCESS, LLC in CHARLOTTE, NC | AdvisorFinder