Joseph Patrick Northern
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Patrick Northern is an investment adviser representative with Charles Schwab & Co., Inc. in Fort Worth, TX, where they have been registered since 2022. They have worked in the securities industry since 2018 and have been registered with 4 firms, including TD Ameritrade Investment Management, LLC and TD Ameritrade, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
21 states and territories
Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Louisiana, Maine, Nevada, North Carolina, Ohio, Oklahoma, Pennsylvania, Tennessee, Texas, Virginia, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Edward JonesJan 2018 – Feb 2020Southlake, TX
- Southweat Label StockApr 2001 – Aug 2017Irving, TX
- UnemployedSep 2017 – Dec 2017Grapevine, TX
- TD Ameritrade, Inc.Aug 2020 – Dec 2022Southlake, TX
- UnemployedMar 2020 – Jul 2020Grapevine, TX
- CHARLES SCHWAB and CO., INC.Dec 2022 – no end date reportedFort Worth, TX
- TD Ameritrade, Inc.Feb 2023 – Jun 2024Fort Worth, TX
- TD Ameritrade Investment Management, LLCFeb 2023 – Sep 2023Westlake, TX
- Charles Schwab Bank, SSBJan 2023 – no end date reportedFort Worth, TX
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Patrick Northern has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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