AdFi
JP

Joseph Paul Schlater

Investment Adviser Representative at COMPOSITION WEALTH, LLC

Red Hook, NYCRD #1756470Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/26/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 12/22/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/21/1987
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 9/22/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Composition Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

COMPOSITION WEALTH, LLCCurrent
6/22/2021Red Hook, NY
MIRACLE MILE ADVISORS, LLC
1/12/20127/1/2016Los Angeles, CA
MIRACLE MILE ADVISORS, LLC
8/10/200912/31/2011Beverly Hills, CA
MORGAN STANLEY SMITH BARNEY LLC
6/1/20098/4/2009San Francisco, CA
MORGAN STANLEY & CO. INCORPORATED
4/1/20056/1/2009San Francisco, CA
MORGAN STANLEY
8/15/20013/18/2005Beverly Hls, CA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at COMPOSITION WEALTH, LLC

Showing 12 of 79 in the directory

View COMPOSITION WEALTH, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Paul Schlater has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph Paul Schlater - Financial Advisor in Red Hook, NY | AdvisorFinder