AdFi
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Joseph Peter Farhatt

Investment Adviser Representative at THE YANKER GROUP

Manchester, MOCRD #4623647Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
9 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
AlabamaArkansasCaliforniaColoradoFloridaIllinoisMichiganMissouriTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/16/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 4/21/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/6/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/14/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$10,000 - $499,999 (MWP/OMP/SWM I/SWM II)1.10%
$500,000 - $999,999 (MWP/OMP/SWM I/SWM II)1.00%
$1,000,000 - $1,999,999 (MWP/OMP/SWM I/SWM II)0.90%
$2,000,000 - $4,999,999 (MWP/OMP/SWM I/SWM II)0.75%
$5,000,000 - $9,999,999 (MWP/OMP/SWM I/SWM II)0.65%
$10,000,000+ (MWP/OMP/SWM I/SWM II)0.50%
$10,000 - $499,999 (Manager Access)1.40%
$500,000 - $999,999 (Manager Access)1.30%
$1,000,000 - $1,999,999 (Manager Access)1.20%
$2,000,000 - $4,999,999 (Manager Access)1.05%
$5,000,000 - $9,999,999 (Manager Access)0.95%
$10,000,000+ (Manager Access)0.80%
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

THE Yanker Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE YANKER GROUPCurrent
1/4/2016Manchester, MO
LPL FINANCIAL LLC
7/8/20257/13/2026Fort Mill, SC
LPL FINANCIAL LLC
4/19/20122/12/2016Fort Mill, SC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at THE YANKER GROUP

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View THE YANKER GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Peter Farhatt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph Peter Farhatt - Financial Advisor in Manchester, MO | AdvisorFinder