AdFi
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Joseph Ralph Biondo

Investment Adviser Representative at BIONDO INVESTMENT ADVISORS LLC

Milford, PACRD #21733Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
56 yrs
States Registered
3 states
Exams Passed
8

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
FloridaNew JerseyPennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/7/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 11/9/1992
SIE
Securities Industry Essentials Examination
Passed 10/19/2017
Series 5
Interest Rate Options Examination
Passed 10/17/1981
PC
AMEX Put and Call Exam
Passed 9/14/1979
Series 1
Registered Representative Examination
Passed 2/8/1963
Series 4
Registered Options Principal Examination
Passed 11/30/1979
Series 40
Registered Principal Examination
Passed 7/27/1970

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Equity SMA Level 1 < $1M1.50%
Equity SMA Level 1 $1M-$5M1.00%
Equity SMA Level 1 $5M-$10M0.75%
Equity SMA Level 2 < $1M1.50%
Equity SMA Level 2 $1M-$5M1.00%
Equity SMA Level 2 $5M-$10M0.75%
Equity SMA Level 3 < $1M1.25%
Equity SMA Level 3 $1M-$5M0.75%
Equity SMA Level 3 $5M-$10M0.50%
ETF < $1M1.00%
ETF $1M-$5M0.75%
ETF $5M-$10M0.50%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Biondo Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BIONDO INVESTMENT ADVISORS LLCCurrent
4/13/2004Milford, PA
BIONDO ASSET MANAGEMENT LLC
4/5/200410/19/2017Milford, PA
CITIGROUP GLOBAL MARKETS INC.
7/31/19933/11/2004New York, NY
LEHMAN BROTHERS INC.
9/17/19797/31/1993New York, NY
LOEB PARTNERS
1/18/19789/17/1979
LOEB RHOADES & CO. INC.
1/4/19771/18/1978
LOEB, RHOADES & CO. INC.
7/29/19701/4/1977

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Ralph Biondo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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