Joseph Robert Wolff
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Robert Wolff is an investment adviser representative in Concord, NC, currently registered with Gallagher Fiduciary Advisors, LLC and Osaic Wealth, Inc. They have worked in the securities industry since 2023. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
11 states and territories
Arizona, California, Kansas, Louisiana, Maryland, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Gallagher Fiduciary Advisors, LLCAug 2023 – no end date reportedCharlotte, NC
- Gallagher Benefit Services, Inc.Jul 2022 – Aug 2023Charlotte, NC
- CollegeAug 2021 – Jul 2022Columbia, SC
- Gallagher Benefit Services, Inc.Jun 2021 – Aug 2021Charlotte, NC
- CollegeAug 2020 – Jun 2021Columbia, SC
- Dick's Sporting GoodsJun 2020 – Aug 2020Columbia, SC
- CollegeAug 2019 – Jun 2020Columbia, SC
- First Serve ManagementJun 2019 – Aug 2019Chicago, IL
- CollegeAug 2018 – Jun 2019Columbia, SC
- High SchoolApr 2018 – Aug 2018Barrington, IL
- South Barrington ClubJul 2017 – Apr 2018South Barrington, IL
- High SchoolSep 2016 – Jul 2017Barrington, IL
- Barrington Area Tennis AssociationOct 2015 – Aug 2018Barrington, IL
- Osaic WealthDec 2022 – no end date reportedScottsdale, AZ
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
Showing 12 of 8,271 in the directory
Similar advisors in Concord, NC
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Robert Wolff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched