Joseph Rockwell
Investment Adviser Representative at Strategic Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph Rockwell is an investment adviser representative with Strategic Advisers LLC in Andover, MA, where they have been registered since 2025. They have worked in the securities industry since 2022 and were previously registered with Fidelity Personal and Workplace Advisors. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Massachusetts, New Hampshire, and Texas.
Registrations & licenses
- Investment adviser:
- Massachusetts, New Hampshire, Texas
- Broker:
53 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- FULL TIME EducationOct 2016 – Dec 2016Andover, MA
- AP SportsDec 2016 – Mar 2017Wilmington, MA
- Market BasketMar 2017 – Jun 2017North Andover, MA
- Indian Ridge Country CLUBJun 2017 – Sep 2017Andover, MA
- FULL TIME EducationSep 2017 – Dec 2017Amherst, MA
- Market BasketDec 2017 – Feb 2018Danvers, MA
- FULL TIME EducationFeb 2018 – May 2018Amherst, MA
- Indian Ridge Country CLUBMay 2018 – Sep 2018Andover, MA
- FULL TIME EducationSep 2018 – Dec 2018Amherst, MA
- Market BasketDec 2018 – Feb 2019Danvers, MA
- FULL TIME EducationFeb 2019 – May 2019Amherst, MA
- Indian Ridge Country CLUBMay 2019 – Sep 2019Andover, MA
- FULL TIME EducationSep 2019 – Dec 2019Amherst, MA
- Market BasketDec 2019 – Apr 2020Danvers, MA
- UnemployedApr 2020 – Jan 2021Andover, MA
- FULL TIME EducationJan 2021 – Jun 2021Amherst, MA
- UnemployedJun 2021 – Oct 2021Andover, MA
- Fidelity InvestmentsOct 2021 – no end date reportedSmithfeild, RI
- Umass Men's RugbyJan 2019 – Jun 2021Amherst, MA
- Squeaky Pete'sMay 2018 – Aug 2018Palm Beach, FL
- Fidelity InvestmentsMar 2025 – no end date reportedBoston, MA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Strategic Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 17,064
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Boston, MA
- SEC file number:
- 801-13243
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Strategic Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Rockwell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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