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Joseph Timothy Daly Jr

Investment Adviser Representative at LAZARD ASSET MANAGEMENT LLC

New York, NYCRD #2259592Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Timothy Daly has worked in the securities industry since 1994. They have passed the Series 66, 63, 31, 7, and 6 examinations. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/27/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 11/26/1997
Series 31
Futures Managed Funds Examination
Passed 9/19/2025
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/23/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/26/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Lazard Asset Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LAZARD ASSET MANAGEMENT LLCCurrent
10/2/2025New York, NY
THORNBURG INVESTMENT MANAGEMENT INC
2/28/20073/10/2025Norwell, MA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Timothy Daly Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Joseph Timothy Daly Jr - Financial Advisor in New York, NY | AdvisorFinder